Partner

Michael C. Malota

Michael has experience working beside private equity with both large and small corporations on mergers and acquisitions, divestitures, SEC compliance, corporate planning, internal controls, taxation and project management. He managed a $130M note offering, managed an SEC 144A offering of $150M and over $30M debt/equity fundraisings via PIPE’s and roadshow presentations.

Relevant Experience

  • M&A from Negotiation to Post Deal Integration
  • Turnaround and Recessionary Cash Preservation
  • Restructured Financial/Operational Process with Key Dashboard Metrics
  • Data Driven Financial Budget and Forecast Planning
  • Financial Reporting and Revenue Recognition
  • Filed multiple SEC S-1, S-3 and S-4 Public Offerings
  • Corporate Secretary to Board of Directors
  • Entity Structure and Consolidations
  • Master’s degree in Corporate Taxation

Education, Licenses & Certifications

  • Master of Science, Corporate Tax, University of New Haven, CT
  • Bachelor of Science, Finance, Sacred Heart University, CT
  • FINRA Series 62 and 63 (inactive)
  • Certified Public Accountant license, South Carolina – Active
  • Certified Public Accountant license, Connecticut – Inactiv
Michael C Malota

Functional Experience

  • Financial Accounting ASC Compliance
  • Mergers, Acquisitions, Disposals
  • Due Diligence (Buy & Sell Side)
  • Turnarounds & Restructuring
  • SEC Reporting
  • Public/Private Offerings
  • Strategic Planning/Budgeting & Forecasting
  • Cash Management/Procurement
  • Financial Modeling
  • Operational Analysis KPI Dashboard
  • Investment Analysis
  • Capital Fundraising

Partner

Michael C. Malota

Michael C Malota

Michael has experience working beside private equity with both large and small corporations on mergers and acquisitions, divestitures, SEC compliance, corporate planning, internal controls, taxation and project management. He managed a $130M note offering, managed an SEC 144A offering of $150M and over $30M debt/equity fundraisings via PIPE’s and roadshow presentations.

Relevant Experience

  • M&A from Negotiation to Post Deal Integration
  • Turnaround and Recessionary Cash Preservation
  • Restructured Financial/Operational Process with Key Dashboard Metrics
  • Data Driven Financial Budget and Forecast Planning
  • Financial Reporting and Revenue Recognition
  • Filed multiple SEC S-1, S-3 and S-4 Public Offerings
  • Corporate Secretary to Board of Directors
  • Entity Structure and Consolidations
  • Master’s degree in Corporate Taxation

Education, Licenses & Certifications

  • Master of Science, Corporate Tax, University of New Haven, CT
  • Bachelor of Science, Finance, Sacred Heart University, CT
  • FINRA Series 62 and 63 (inactive)
  • Certified Public Accountant license, South Carolina – Active
  • Certified Public Accountant license, Connecticut – Inactiv

Functional Experience

  • Financial Accounting ASC Compliance
  • Mergers, Acquisitions, Disposals
  • Due Diligence (Buy & Sell Side)
  • Turnarounds & Restructuring
  • SEC Reporting
  • Public/Private Offerings
  • Strategic Planning/Budgeting & Forecasting
  • Cash Management/Procurement
  • Financial Modeling
  • Operational Analysis KPI Dashboard
  • Investment Analysis
  • Capital Fundraising

Industries

  • Alternative Energy
  • Software as a Service (SaaS)
  • Technology
  • Manufacturing, Light and Heavy Machinery
  • Warehousing & Logistics
  • Financial Services
  • Publishing
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